Search for: "Stone and Associates LLC"
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17 Feb 2021, 2:01 pm
Luftschein, who operated in the greater New York area, was registered with Aegis Capital Corp. from 2013-2016, and then with Joseph Stone Capital LLC for the years 2017-2018. [read post]
9 Sep 2022, 12:36 pm
FINRA Complaint: Joseph Stone Capital to pay Restitution to Customers for Commissions, Fees The Financial Industry Regulatory Authority (FINRA) on September 8, 2022 reportedly censured Joseph Stone Capital, LLC for supervisory failures in connection with suitability requirements involving excessive trading, according to a Letter of Acceptance Waiver and Consent. [read post]
5 Apr 2022, 7:25 am
(CRD#:21786), and American Capital Partners, LLC (CRD#:119249), also of Hauppauge. [read post]
10 Apr 2012, 6:37 pm
Haute Diggity Dog, LLC for the proposition that a trademark owner must prove actual economic loss or reputational injury to succeed on a dilution claim. [read post]
8 May 2011, 12:09 am
Tomassi Law Associates, LLC is a Rhode Island based law practice with offices in Wakefield, Warwick and North Providence, RI. [read post]
18 Aug 2017, 6:24 am
The claim at issue in Indianapolis Motor Speedway, LLC v. [read post]
17 Dec 2016, 4:42 am
On December 8, 2016, the Reporters Committee for Freedom of the Press and eight media companies (American Society of News Editors, The Associated Press, Gannett Co., Inc., Landmark Media Enterprises, LLC, Online News Association, Radio Television News Association, Society of Professional Journalists, and The Washington Post) submitted an amici curia brief (“the Brief”) in support of Rolling Stone’s December 5th motion. [read post]
18 Jun 2023, 8:07 am
I have gained perspective and established relationships where I can directly link my involvement in WIND to assisting Stone Claims Group LLC in settling hundreds of millions of dollars of claims. [read post]
14 Feb 2019, 4:00 am
The recent arrest of Trump confidante Roger Stone brings to the fore once again the ‘perp walk,’ an occasion when an arrested defendant is displayed for the media. [read post]
24 Oct 2022, 9:04 am
or fails to adequately disclose the risks associated with an investment. [read post]
18 Mar 2008, 12:32 pm
• Stone Youngberg LLC • Fifth Third Securities • Southwest Securities Inc. [read post]
18 Aug 2017, 6:24 am
The claim at issue in Indianapolis Motor Speedway, LLC v. [read post]
13 Apr 2023, 1:32 pm
This helps to ensure that the firm and its associated persons conduct business in an ethical and compliant manner, reducing the risk of harm to investors. [read post]
4 Jun 2018, 7:13 am
According to the Letter of Acceptance, Waiver & Consent, between April and August 2017, while associated with SA Stone Wealth Management, Wendel allegedly violated FINRA rules by engaging in private securities transactions without providing notice to SA Stone. [read post]
9 Apr 2023, 11:00 pm
And when that application is not timely made, relief will usually be denied.Interestingly, in Tuckahoe Realty, LLC v 241 E. 76 Tenants Corp., the tenant submitted the application to the court on the last possible day, but because the assigned justice was preoccupied with other matters, and lacked “sufficient time,” she was unable to hear oral argument on the motion until the very next day; at which point everyone returned, and an injunction was granted.Claiming that the… [read post]
20 Jan 2014, 7:28 am
by Dennis Crouch The following is a list of the patents issued in 2013 with the most claims. 8,401,902: 404 claims covering a "method for using computers to facilitate and control the creating of a plurality of functions;" invented by Lucinda Stone and Michael Dean of Tyler Texas see Function Media LLC. [read post]
4 Apr 2022, 8:55 am
His previous employers include Worden Capital Management LLC (CRD#:148366) of Melville, NY, Joseph Stone Capital L.L.C. [read post]
5 Nov 2017, 7:34 am
From September 2014 until September 2017 Wendel was associated with SA Stone Wealth out of the firm’s Celina, Ohio office location. [read post]
4 Aug 2011, 8:18 am
The settlement and associated legal costs reduced earnings by 8 cents a share. [read post]
27 Apr 2011, 10:10 am
Stone, a professor at the Florida International University College of Law. [read post]
